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Writer's pictureAlan K.L. Wong

LC Forfaiting versus DA Forfaiting

Updated: Sep 4, 2020

Does Forfaiting fit your financing requirement?


Forfaiting helps F.I. (Exporter's Bank) to manage risk as well as access to competitive financing provided by the financing bank. USD is a good example where HK or Singapore based financing banks can offer a much more competitive financing rate than elsewhere due to relative ease in tapping into USD liquidity pool from HK and Singapore.


When would an FI consider Forfaiting option? Say the FI is already maxed out on Bank of China (BOC) credit limit but they still want to accommodate their corporate client on a new financing request involving a BOC LC. The FI could approach one of the financing banks to look at LC Forfaiting.


The FI would scan through their existing LC portfolio where they have already assumed BOC risk. They would select a BOC LC transaction where latter has accepted the documents and a due date has been provided. Hence there is no documentary risk whatsoever for the financing bank. Once the terms of the cooperation agreed with the financing bank including net interest margin to the FI in question. The FI would then send a SWIFT message to BOC, the LC Issuing Bank, notifying latter that the LC proceeds have been assigned to the financing bank and please pay the financing bank at maturity. Once the Notice of Assignment has been executed, the financing bank will then disabuse funds to the FI in question. The bottom line is that it achieves two objectives for the FI in question namely (a) the BOC credit limit is now free up to accommodate their corporate client's new BOC LC financing request and (b) it helps the FI to churn over their LC receivable much faster and at the same time making a skim say 15-20 basis points off the Forfaiting transaction without taking BOC credit and country risk.


DA Forfaiting is different than LC Forfaiting in that there is no LC instrument. It operates on the basis of a documentary acceptance DA transaction and it is subject to ICC URC 522. In China market, a SWIFT guarantee is normally issued by the Importer's Bank in favour of the financing bank instead of former stamping their AVAL on the Bill of Exchange or known as a draft.


For more details such as enforceability of the Notice of Assignment and how to navigate the intricacies of the Bill of Exchange Act or equivalent in various countries, please reach out to us to have a discussion on how this idea can benefit you as an FI.



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